Posted by Bronchick on January 16, 2000 at 11:53:38:
On a case by case basis, no.
Could making a business of it infringe on securities regulations?
I don’t really know, because that is not my area of expertise.
Logic suggests, however, that if you are making a darn good living by doing lots of these deals, spend $500 to sit down with a attorney that specializes in banking and securities law to cover your bases.
options experts try this!!! - Posted by race
Posted by race on January 15, 2000 at 13:47:21:
are you required to have a securities license to option a mortgage from a lender, then sell to another investor???
Re: bill bronchick question - Posted by race
Posted by race on January 16, 2000 at 09:34:11:
bill, are you required to have a securities license to option a mortgage from a lender, then sell to another investor???